Investment Industry Regulatory Organization of Canada - PDFSEARCH.IO - Document Search Engine

Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
641	Rules Notice Request for Comment Dealer Member Rules and UMIR Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-02-04 14:26:05 Sanctions Law Justice Government Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
642	Rules Notice Request for Comments UMIR and Dealer Member Rules Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-25 10:01:06 Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Franchising Law Securities Act Financial system Business United States securities law Economy of Canada
643	Microsoft Word - Final MOU May[removed]_clean_.DOC Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-11 15:28:50 Securities Commission of New Zealand Financial system Financial economics Government Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada
644	Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 17:36:04 Securities Universal Market Integrity Rules Canadian securities regulation Canada Regulatory compliance Regulatory risk differentiation Business Exempt market dealer Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
645	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-12 14:01:04 Securities Financial economics Financial system Business Investment Finance Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
646	T he Investment Industry Regulatory Organization of Canada (IIROC) produced this bulletin to help investors learn what’s involved when using borrowed money for investment purposes. Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-02-19 10:32:57 Short Financial adviser Registered Retirement Savings Plan Stock Interest rate Private money investing Subprime crisis background information Financial economics Finance Economics
647	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-16 17:01:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
648	Rules Notice Technical Dealer Member Rules Contact: Robert Keller Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-26 09:31:04 Securities Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Bond Financial system Federal Reserve System Corporate bond Financial economics Economics Self-regulatory organizations
649	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-02-19 13:01:04 Regulatory compliance Financial economics Financial system Finance Investment Securities Financial regulation Investment Industry Regulatory Organization of Canada
650	Enforcement Notice Decision[removed]For further information, please contact: Media Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-25 12:56:03 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada

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